Who We Are

Who We Are

Regent Capital Partners is a unique, independent financial advisory organization working directly with our clients, both private and public, offering a full suite of capital markets and private wealth management advisory services. Regent was founded by entrepreneurs, for entrepreneurs. Regent Capital Partners saw a growing demand for advice and expertise arising from transitional wealth where families are managing their own capital. Regent is a trusted firm with and IIROC license that is prepared to give advice on an ever-broader range of issues while offering the appropriate resources to meet this new demand.   Regent offers new types of investment options and the focus is on multi-generational wealth preservation.  

With a seasoned team with a reputation as innovative leaders, Regent is a full-service securities dealer and investment advisor focusing on collaborating with our clients to provide superior results. 

Unlike most financial organizations, our focus includes collaborating with top private corporations to deliver solutions and results by customizing capital requirements with innovative structure and strategies.

We not only think “outside of the box”, we employ our team’s expertise, skills, and industry perspectives to identify and develop customized financial solutions and strategies for our clients that support and deliver preferred value. The Regent team strives to provide the best opportunities with a value-based approach to investing and managing. Our goal is to create a very deep, involved relationship and understanding of the clients we work with.  To provide increasingly sophisticated services in a way that is tailored to clients needs.  

Regent is a member of the Investment Industry Regulatory Organization of Canada (IIROC) and the Canadian Investor Protection Fund (CIPF). Our carrying broker, National Bank Independent Network (NBIN) is a wholly owned subsidiary of the National Bank of Canada, the sixth largest commercial bank in Canada and the leading provider of custody, trade execution, clearing and settlements in Canada.